Compliance Management, Audit & Due Diligence (CS Professional)

This 23rd Revised Edition (2024) of Compliance Management, Audit & Due Diligence by CS Anoop Jain, updated as per the New Syllabus (Group–1) for CS Professional, serves as one of the most preferred and recommended resources for students preparing for the December 2024 and June 2025 examinations.

The book presents the subject in a clear, systematic, and exam-focused manner, integrating legal provisions, practical procedures, and case-based learning. Fully aligned with the latest syllabus prescribed by ICSI, it incorporates updated statutory requirements, corporate governance practices, and professional standards in compliance, audit, and due diligence.

The content spans the full scope of Compliance Management, Audit & Due Diligence for CS Professional, including:

• Concept, scope, and importance of compliance management

• Compliance frameworks and statutory requirements under various corporate laws

• Principles, process, and techniques of corporate governance audits

• Internal audit, secretarial audit, and management audit procedures

• Audit checklists, reporting formats, and professional responsibilities of auditors

• Due diligence – concept, process, and types (legal, financial, commercial, and technical)

• Due diligence in mergers, acquisitions, and corporate restructuring

• Role of company secretaries in compliance monitoring and reporting

• Risk management in compliance and audit processes

• Relevant case studies on compliance failures and audit practices

• Applicable rules, regulations, and amendments as per the latest corporate law framework

• Past examination questions, practice assignments, and suggested answers for effective preparation

This edition is particularly suitable for:

• CS Professional students preparing under the New Syllabus (Group–1)

• Company secretaries, compliance officers, and corporate auditors

• Professionals involved in corporate transactions and restructuring

• Academicians and trainers specialising in audit, compliance, and corporate governance

Whether used for examination preparation, professional practice, or corporate compliance management, this updated edition delivers a complete, authoritative, and practical understanding of Compliance Management, Audit & Due Diligence for CS Professional success.