Bharat SEBI Listing Obligations and Disclosure Requirements By Dr. Rajeev Babel Edition August 2024

SEBI Listing Obligations Disclosure Requirements Rajeev Babel

SEBI Listing Obligations Disclosure Requirements Rajeev Babel

Contents

Chapter 1     Introduction

Chapter 2     Preliminary

Chapter 3     Principles Governing Disclosures and Obligations of Listed Entity

Chapter 4     Common Obligations of Listed Entities

Chapter 4A  Frequently Asked Questions (FAQ): SEBI Complaints Redressal System (SCORES)

Chapter 5     Obligations of a Listed Entity which has listed its Specified Securities and Non-convertible Debt Securities

Chapter 6     Obligations of Listed Entity which has Listed its Non-convertible Securities

Chapter 7     Obligations of Listed Entity which has listed its Specified Securities and either Non-convertible Debt Securities or Non-convertible Redeemable Preference Shares or Both

Chapter 8     Framework for Voluntary Delisting of Non-convertible Debt Securities or Non-convertible Redeemable Preference Shares and Obligations of the Listed entity on Such Delisting – Chapter VI-A

Chapter 9     Obligations of Listed Entity which has Listed its Indian Depository Receipts

Chapter 10   Obligations of Listed Entity which has listed its Securitised Debt Instruments

Chapter 11   Obligations of Listed Entity which has listed its Security Receipts

Chapter 12   Obligations of Listed Entity which has listed it Mutual Fund Units

Chapter 13   Obligations of Social Enterprises

Chapter 14   Duties and Obligations of the Recognised Stock Exchange(s)

Chapter 15   Procedure for Action in case of Default

Chapter 16   Power to Relax Strict Enforcement of the Regulations

Chapter 17   Miscellaneous

Chapter 18   Compliance Calendar

Chapter 19   FAQs on SEBI (LODR) Regulations, 2015

Chapter 20   Secretarial Standard on Meetings of the Board of Directors (SS-1) (Effective from 1st April, 2014)

Chapter 21   Secretarial Standard on General Meetings (SS-2)

Annexure 1    Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015